7.2.2.1 - Compliance with employment conditions
ISO 37001
How to Answer the Question
Organizations need to undertake the following measures to ensure employment conditions comply with anti-corruption policies:
1. Clear Communication of Policies : Ensure all employees are aware of the anti-corruption policy and management system through regular training sessions and accessible documentation. More about effective policy communication can be found in the [Practical Guide by the Agence française anticorruption](https://www.agence-francaise-anticorruption.gouv.fr).
2. Integration into Employment Agreements : Embed anti-corruption policies into employment contracts and agreements to make these obligations legally binding.
3. Regular Compliance Reviews : Periodically review employment practices and conditions to ensure they align with anti-corruption policies. Tools and guides for conducting these reviews can be found in the [OECD's Corporate Anti-corruption Compliance Drivers and Mechanisms](https://www.oecd.org).
4. Disciplinary Measures : Establish clear disciplinary procedures for violations of anti-corruption policies, which are detailed in organizational handbooks and readily available to all staff.
5. Protection for Whistleblowers : Implement measures to protect employees who report corruption, ensuring they are free from retaliation, as highlighted in various organizational policies like the one from [Terma](https://www.terma.com).
Why It's Important
Ensuring that employment conditions comply with anti-corruption policies is crucial because:
- Legal Compliance : It helps the organization meet legal and regulatory requirements, reducing the risk of legal penalties.
- Maintaining Organizational Integrity : It fosters a culture of integrity and transparency, crucial for maintaining public trust and business reputation.
- Protecting Resources : It helps prevent losses due to corruption and fraud, safeguarding the organization's assets.
Examples
- Example A :
- Context : A multinational corporation revises its employee handbook to include stricter anti-corruption measures and a detailed section on the consequences of non-compliance.
- Action : They conduct workshops to educate employees about the new policies and set up a confidential hotline for reporting unethical behavior.
- Outcome : Increased reporting of unethical practices and reduction in corruption incidents, demonstrating effective policy implementation.
- Example B :
- Context : After an audit revealed several non-compliance issues, a tech company updated its anti-corruption training modules.
- Action : New interactive training sessions were introduced, focusing on practical scenarios and the importance of compliance.
- Outcome : Enhanced employee understanding and adherence to anti-corruption measures, as reflected in subsequent internal audits.
Also in
Resources & Competence
- 7.1 - Resource identification for system maintenance
- 7.2.1 - Competence : Determining personnel competencies
- 7.2.1 - Competence : Competency measures and evaluation
- 7.2.1 - Competence : Ensuring appropriate competencies
- 7.2.1 - Competence : Documenting competency evaluations
- 7.2.2.1 - Distribution and training on policy
- 7.2.2.1 - Disciplinary procedures for policy violations
- 7.2.2.1 - Protection for non-participation or reporting
- 7.2.2.2 - Procedures for high-risk positions
- 7.3 - Awareness and training : Regular anti-corruption training
- 7.3 - Awareness and training : Training high-risk business associates
- 7.3 - Awareness and training
- 7.4 - Communication : Internal and external communication process
- 7.4 - Communication : Policy availability and communication
- 7.5.1 - Documented information : Retention of required documented information
- 7.5.2 - Documented information : Accuracy of documented information
- 7.5.3 - Documented information : Documented information protection
- 7.5.3 - Documented information : Control of externally originated information